Red Oak Compliance Solutions @redoaksoftware
Intelligent compliance software suite for ad review, disclosure management, website monitoring, internet supervision, registration management, and more. redoakcompliance.com Austin, Texas Joined July 2013-
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Mike Lubansky has joined the ROCS team as our new Senior Vice President of Product Management. Currently, Mike is in DC at the #FINRA Annual Conference, so swing by our booth and say hello! #compliance #complianceofficers #compliancetech #regulatory #compliancemanagement
We are PUMPED to be a sponsor at the 2024 #FINRA Annual Conference! We can't wait to connect with you and showcase our intelligent #compliance software solutions to help reduce your regulatory risks.. See you in DC!
Are you struggling to effectively supervise your advisor's online presence? Worried about potential fines due to lack of oversight? Don't give up! Let Red Oak help. Learn more: bit.ly/3y7GhIp #compliance #financialservices #regtech #fintech #insurtech
Red Oak is excited to welcome Dave Dutch as our new CEO and Tripp Neville as our new Chief Revenue Officer. We are thrilled to have these industry experts on board! Learn more about them via the link below bit.ly/3QvtTZ5 #compliance #complianceofficers #SaaS #regulatory
A huge thank you to everyone who joined us for our annual User Conference. Mark your calendars now for 2025 - April 27-30 - as we'll be back in beautiful Austin for another round of learning, networking, and fun. #compliance #regulatory #financialservices #insurance #banking
On 3/27/24, the #SEC adopted amendments to rule 203A-2(e) under the Investment Advisers Act, which will have a significant impact on advisers relying on the internet adviser exemption. Is your firm prepared to comply? We can help. here to help. #investmentadvisers #compliance
We are all about integrations! Our CTO and some amazing clients shared how our powerful integrations with content creation tools are revolutionizing processes and optimizing workflows between their #marketing and #compliance teams. #regtech #fintech #insurtech
Our User Conference has officially kicked off! We are excited to have our Co-Founder and CEO on stage to kickstart some knowledge sharing and collaboration. We'll be diving into discussions on #compliance and the latest in compliance technology. #regtech #fintech #insurtech
Get ready, Red Oak clients! Our Annual User Conference is just around the corner and we can't wait to welcome you from all corners of the globe! We have a great lineup of impactful content that will inspire and empower you. Safe travels and we'll see you soon! #compliance
Red Oak is proud to be a Platinum sponsor for the 2024 @IAdCA Annual Conference this week. Be sure to visit our booth and meet with our team to discover how our intelligent ad review software can enhance your review processes. See you there! #insurance #compliance #IAdCA2024
The #SEC just announced charges against 5 #investmentadvisers for #MMR violations. Corey Schuster from the SEC made it clear that they are cracking down on non-compliance. Discover how our #compliance software can help keep you in the clear. bit.ly/49yCu3Y) #regtech
#FINRA has taken its first enforcement action related to the use of Social Media Influencers.Learn how we can help ensure your firm's #compliance with these regulations and reduce your chances of enforcement actions, connect with us today! bit.ly/4astDSD #compliance
Streamline your #compliance processes and minimize regulatory risks. Our suite of solutions is designed to boost efficiency and ensure your firm stays ahead of the regulatory curve. Connect with our team today and learn why so many firms trust us.#regtech #fintech #insurtech
Enhance your #compliance processes and minimize regulatory risks with Red Oak. With increased oversight, streamlined processes, and strengthened internal controls, you can catch potential risks sooner and take measures to mitigate them swiftly. Connect with us to learn more.
Enhance your #compliance processes and minimize regulatory risks with Red Oak. With increased oversight, streamlined processes, and strengthened internal controls, you can catch potential risks sooner and take measures to mitigate them swiftly. Connect with us to learn more.
Make sure to swing by our booth at the #IAAComCon and learn more about our cutting-edge AI-powered software solutions. Let us show you how our tech can streamline your #compliance processes and minimize regulatory risk. #compliance #investmentadvisor #regtech
Make sure to swing by our booth at the #IAAComCon and learn about our cutting-edge AI-powered software solutions. Let us show you how our tech can streamline your #compliance processes and minimize regulatory risk. #regtech #investmentadvisor
Exciting news! Red Oak has acquired SiteQuest Compliance. This game-changing deal is going to shake up the world of #compliance and #marketing in all the best ways! Learn more: bit.ly/3P9qkae Then schedule your demo today. #financialservices #regtech #fintech
Get ready for some MAJOR news coming your way TOMORROW! 🎉 Red Oak is about to revolutionize your #compliance strategies. 🌟 Stay tuned for all the exciting details and get ready to take your compliance to the next level! 🔒 #regulatory #regtech #fintech #insurtech
Happy #WomensHistoryMonth! Join us in celebrating all the amazing women who have paved the way for future generations and to all the incredible women out there making their mark today. 🎉💪👩🔬👩💼 #compliance #financialservices #banking #insurance
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